| 2023-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 4 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2023-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 5 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2023-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 3 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2023-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2022-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2022-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2022-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2022-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2021-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $31,207,000 | 1 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $15,814,000 | 1 |
| Employee benefit and retirement-related gross losses for managed accounts | $4,642,000 | 1 |
| Gross losses for investment management and investment managed accounts | $10,720,000 | 1 |
| Gross losses for other fiduciary accounts and related managed accounts | $31,000 | 12 |
| Gross losses for non-managed accounts | $408,000 | 15 |
| Fiduciary settlements, surcharges, and other losses | $3,000 | 20 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $126,000 | 8 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $1,000 | 9 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $278,000 | 13 |
| Recoveries fiduciary and related services income | $62,000 | 19 |
| Fiduciary settlements, surcharges, and other - recoveries | $62,000 | 4 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 18 |
| Investment management and investment advisory agency accounts recoveries | $0 | 18 |
| Other fiduciary accounts and related services-recoveries | $0 | 27 |
| 2021-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2021-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2021-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2020-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $4,388,000 | 7 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $3,333,000 | 3 |
| Employee benefit and retirement-related gross losses for managed accounts | $170,000 | 8 |
| Gross losses for investment management and investment managed accounts | $768,000 | 7 |
| Gross losses for other fiduciary accounts and related managed accounts | $117,000 | 10 |
| Gross losses for non-managed accounts | $378,000 | 14 |
| Fiduciary settlements, surcharges, and other losses | $73,000 | 7 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $92,000 | 8 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 15 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $213,000 | 14 |
| Recoveries fiduciary and related services income | $216,000 | 12 |
| Fiduciary settlements, surcharges, and other - recoveries | $216,000 | 4 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 21 |
| Investment management and investment advisory agency accounts recoveries | $0 | 20 |
| Other fiduciary accounts and related services-recoveries | $0 | 28 |
| 2020-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2020-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2020-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2019-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $5,042,000 | 5 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $3,352,000 | 5 |
| Employee benefit and retirement-related gross losses for managed accounts | $234,000 | 4 |
| Gross losses for investment management and investment managed accounts | $960,000 | 8 |
| Gross losses for other fiduciary accounts and related managed accounts | $496,000 | 4 |
| Gross losses for non-managed accounts | $1,504,000 | 11 |
| Fiduciary settlements, surcharges, and other losses | $91,000 | 6 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $319,000 | 6 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 21 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $1,094,000 | 11 |
| Recoveries fiduciary and related services income | $204,000 | 10 |
| Fiduciary settlements, surcharges, and other - recoveries | $204,000 | 5 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 15 |
| Investment management and investment advisory agency accounts recoveries | $0 | 22 |
| Other fiduciary accounts and related services-recoveries | $0 | 31 |
| 2019-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2019-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2019-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2018-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $7,577,000 | 4 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $5,973,000 | 2 |
| Employee benefit and retirement-related gross losses for managed accounts | $208,000 | 4 |
| Gross losses for investment management and investment managed accounts | $1,358,000 | 6 |
| Gross losses for other fiduciary accounts and related managed accounts | $38,000 | 15 |
| Gross losses for non-managed accounts | $1,020,000 | 10 |
| Fiduciary settlements, surcharges, and other losses | $121,000 | 6 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $531,000 | 5 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $17,000 | 8 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $351,000 | 15 |
| Recoveries fiduciary and related services income | $170,000 | 13 |
| Fiduciary settlements, surcharges, and other - recoveries | $170,000 | 7 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 21 |
| Investment management and investment advisory agency accounts recoveries | $0 | 20 |
| Other fiduciary accounts and related services-recoveries | $0 | 27 |
| 2018-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2018-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2018-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2017-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $5,828,000 | 6 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $3,853,000 | 6 |
| Employee benefit and retirement-related gross losses for managed accounts | $183,000 | 7 |
| Gross losses for investment management and investment managed accounts | $1,773,000 | 5 |
| Gross losses for other fiduciary accounts and related managed accounts | $19,000 | 14 |
| Gross losses for non-managed accounts | $2,836,000 | 9 |
| Fiduciary settlements, surcharges, and other losses | $640,000 | 5 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $158,000 | 9 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $73,000 | 3 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $1,965,000 | 9 |
| Recoveries fiduciary and related services income | $258,000 | 12 |
| Fiduciary settlements, surcharges, and other - recoveries | $258,000 | 6 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 19 |
| Investment management and investment advisory agency accounts recoveries | $0 | 20 |
| Other fiduciary accounts and related services-recoveries | $0 | 38 |
| 2017-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2017-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2017-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2016-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $4,310,000 | 6 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $2,847,000 | 3 |
| Employee benefit and retirement-related gross losses for managed accounts | $665,000 | 2 |
| Gross losses for investment management and investment managed accounts | $346,000 | 7 |
| Gross losses for other fiduciary accounts and related managed accounts | $452,000 | 6 |
| Gross losses for non-managed accounts | $2,044,000 | 9 |
| Fiduciary settlements, surcharges, and other losses | $983,000 | 4 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $207,000 | 10 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $764,000 | 2 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $90,000 | 19 |
| Recoveries fiduciary and related services income | $1,794,000 | 5 |
| Fiduciary settlements, surcharges, and other - recoveries | $1,794,000 | 1 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 27 |
| Investment management and investment advisory agency accounts recoveries | $0 | 34 |
| Other fiduciary accounts and related services-recoveries | $0 | 32 |
| 2016-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2016-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2016-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2015-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $3,505,000 | 6 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $2,196,000 | 4 |
| Employee benefit and retirement-related gross losses for managed accounts | $629,000 | 5 |
| Gross losses for investment management and investment managed accounts | $546,000 | 9 |
| Gross losses for other fiduciary accounts and related managed accounts | $134,000 | 9 |
| Gross losses for non-managed accounts | $4,482,000 | 9 |
| Fiduciary settlements, surcharges, and other losses | $3,225,000 | 1 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $853,000 | 5 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $361,000 | 3 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $43,000 | 28 |
| Recoveries fiduciary and related services income | $25,000 | 27 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 38 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $25,000 | 6 |
| Investment management and investment advisory agency accounts recoveries | $0 | 26 |
| Other fiduciary accounts and related services-recoveries | $0 | 37 |
| 2015-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2015-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2015-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2014-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $2,103,000 | 9 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $1,325,000 | 7 |
| Employee benefit and retirement-related gross losses for managed accounts | $272,000 | 4 |
| Gross losses for investment management and investment managed accounts | $191,000 | 10 |
| Gross losses for other fiduciary accounts and related managed accounts | $315,000 | 4 |
| Gross losses for non-managed accounts | $4,823,000 | 7 |
| Fiduciary settlements, surcharges, and other losses | $3,170,000 | 1 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $590,000 | 5 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $299,000 | 3 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $764,000 | 10 |
| Recoveries fiduciary and related services income | $174,000 | 12 |
| Fiduciary settlements, surcharges, and other - recoveries | $133,000 | 5 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $41,000 | 4 |
| Investment management and investment advisory agency accounts recoveries | $0 | 20 |
| Other fiduciary accounts and related services-recoveries | $0 | 29 |
| 2014-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2014-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2014-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2013-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $2,985,000 | 7 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $2,586,000 | 5 |
| Employee benefit and retirement-related gross losses for managed accounts | $54,000 | 9 |
| Gross losses for investment management and investment managed accounts | $200,000 | 11 |
| Gross losses for other fiduciary accounts and related managed accounts | $145,000 | 8 |
| Gross losses for non-managed accounts | $1,733,000 | 10 |
| Fiduciary settlements, surcharges, and other losses | $623,000 | 5 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $105,000 | 11 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $176,000 | 2 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $829,000 | 11 |
| Recoveries fiduciary and related services income | $514,000 | 7 |
| Fiduciary settlements, surcharges, and other - recoveries | $485,000 | 3 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 28 |
| Investment management and investment advisory agency accounts recoveries | $29,000 | 6 |
| Other fiduciary accounts and related services-recoveries | $0 | 34 |
| 2013-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2013-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2013-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2012-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $1,169,000 | 11 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $896,000 | 7 |
| Employee benefit and retirement-related gross losses for managed accounts | $182,000 | 5 |
| Gross losses for investment management and investment managed accounts | $70,000 | 17 |
| Gross losses for other fiduciary accounts and related managed accounts | $21,000 | 18 |
| Gross losses for non-managed accounts | $9,497,000 | 6 |
| Fiduciary settlements, surcharges, and other losses | $3,704,000 | 2 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $44,000 | 17 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $2,360,000 | 1 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $3,389,000 | 7 |
| Recoveries fiduciary and related services income | $360,000 | 13 |
| Fiduciary settlements, surcharges, and other - recoveries | $256,000 | 7 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
| Investment management and investment advisory agency accounts recoveries | $104,000 | 6 |
| Other fiduciary accounts and related services-recoveries | $0 | 29 |
| 2012-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2012-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2012-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2011-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $2,018,000 | 6 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $797,000 | 9 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
| Gross losses for investment management and investment managed accounts | $908,000 | 4 |
| Gross losses for other fiduciary accounts and related managed accounts | $313,000 | 2 |
| Gross losses for non-managed accounts | $6,335,000 | 8 |
| Fiduciary settlements, surcharges, and other losses | $2,637,000 | 3 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $75,000 | 15 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $294,000 | 2 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $3,329,000 | 7 |
| Recoveries fiduciary and related services income | $612,000 | 6 |
| Fiduciary settlements, surcharges, and other - recoveries | $201,000 | 7 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 30 |
| Investment management and investment advisory agency accounts recoveries | $70,000 | 2 |
| Other fiduciary accounts and related services-recoveries | $341,000 | 5 |
| 2011-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2011-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2011-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2010-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $4,742,000 | 4 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $4,435,000 | 2 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 83 |
| Gross losses for investment management and investment managed accounts | $307,000 | 9 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 33 |
| Gross losses for non-managed accounts | $6,063,000 | 7 |
| Fiduciary settlements, surcharges, and other losses | $2,357,000 | 1 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $52,000 | 15 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $1,123,000 | 2 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $2,531,000 | 6 |
| Recoveries fiduciary and related services income | $1,486,000 | 5 |
| Fiduciary settlements, surcharges, and other - recoveries | $101,000 | 6 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $198,000 | 3 |
| Investment management and investment advisory agency accounts recoveries | $757,000 | 1 |
| Other fiduciary accounts and related services-recoveries | $430,000 | 6 |
| 2010-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2010-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2010-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2009-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $4,472,000 | 8 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $2,937,000 | 3 |
| Employee benefit and retirement-related gross losses for managed accounts | $101,000 | 10 |
| Gross losses for investment management and investment managed accounts | $1,294,000 | 6 |
| Gross losses for other fiduciary accounts and related managed accounts | $140,000 | 9 |
| Gross losses for non-managed accounts | $8,093,000 | 6 |
| Fiduciary settlements, surcharges, and other losses | $208,000 | 6 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $334,000 | 7 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $38,000 | 8 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $7,513,000 | 5 |
| Recoveries fiduciary and related services income | $279,000 | 14 |
| Fiduciary settlements, surcharges, and other - recoveries | $27,000 | 11 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $73,000 | 6 |
| Investment management and investment advisory agency accounts recoveries | $28,000 | 9 |
| Other fiduciary accounts and related services-recoveries | $151,000 | 11 |
| 2009-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2009-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2009-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2008-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2008-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2008-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2008-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2007-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2007-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2007-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2007-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2006-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2006-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2006-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2006-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2005-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2005-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2005-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2005-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2004-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2004-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2004-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2004-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2003-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2003-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2003-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2003-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2002-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2001-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 2 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2000-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1999-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1998-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1997-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1996-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1995-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1994-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1993-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1992-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
